Leaders Recruiting Inc. | AML Compliance Manager
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AML Compliance Manager

Location: Toronto (Downtown)

Our financial services client is looking for an AML Compliance Manager to join their growing team.



  • Conducting quality assurance reviews and risk assessments, including reviewing of client files to verify compliance on an ongoing basis
  • Preparing compliance reports outlining the results of quality assurance reviews of business practices and maintaining records, compliance files, logs, and issue tracking and management
  • Developing intelligence on money laundering and fraud trends from internal findings and external sources to effectively design and implement mitigation strategies to manage emerging risks
  • Assisting with the maintenance of AML/ATF compliance policies and procedures
  • Facilitating AML/ATF compliance by partnering with internal stakeholders and providing expert advice to stakeholders to enhance their understanding of AML compliance
  • Preparing reports for senior management and the board on investigative findings, their status and actions taken to mitigate or eliminate the risks in the future
  • Providing support to Risk Management in executing their oversight of the Company’s enterprise wide fraud risk management program
  • Liaising with internal and external parties, regulators, law enforcement, legal counsel etc., to coordinate activities where instances of fraud are confirmed
  • Conducting quantitative and qualitative assessments of risk mitigation measures and preparing recommendations to senior management regarding enhancements to the system of internal controls





  • 5-7 years’ experience in the financial services or banking industry preferably in the federally regulated sector in compliance, internal audit or investigations
  • A university degree in finance, business or accounting or equivalent combination of education & experience and professional designation
  • Knowledge of Anti-Money Laundering/Anti-Terrorist Financing requirements and investigative techniques
  • Proven investigative and analytical skills and experience with compliance investigations with emphasis in AML and financial fraud
  • Experience in a Federally Regulated Financial Institution strongly preferred
  • Detail oriented
  • Able to work with data and figures including advanced knowledge of MS Excel
  • Excellent written and verbal communication skills
  • Team player with ability to influence and mentor others